Securities offered through First Allied Securities Inc., member FINRA/SIPC. Advisory services are offered through First Allied Advisory Services, Inc., a registered investment adviser. Advisory services may only be offered by investment adviser representatives in conjunction with the firm advisory services agreement and disclosure brochure as provided. First Allied firms are under separate ownership from any other named entity. Investments are:
NOT FDIC/NCUSIF INSURED • MAY LOSE VALUE • NOT FINANCIAL INSTITUTION GUARANTEED • NOT A DEPOSIT • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY
Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.